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CASE STUDY #1 - AI Startup (Anonymized)


Case Studies → SaaS Platform - Type 1 to Type 2 Journey

AI Startup Achieves SOC 2 Type 1 Readiness in 45 Days


Client Profile

  • Industry: Applied AI / ML

  • Size: 12 employees

  • Stage: Seed → Series A

  • Stack: AWS, Python, Vanta

The Challenge

The engineering team had no dedicated compliance function. They needed SOC 2 Type 1 readiness before fundraising, but:

  • Policies were incomplete

  • Evidence was scattered

  • Vanta was misconfigured

  • No one owned the audit timeline

They needed a senior practitioner who could take over the entire process.

What DCYBR Did

  • Ran a full gap assessment in Week 1

  • Rebuilt all policies to match actual engineering workflows

  • Cleaned and re‑tagged evidence inside Vanta

  • Implemented missing controls (MFA, logging, access reviews)

  • Coordinated directly with the auditor

  • Prepared the team for interviews and walkthroughs

Outcome

  • Audit‑ready in 45 days

  • Type 1 audit completed with zero major findings

  • Minimal engineering involvement — the DCYBR practitioner owned the process end‑to‑end

Why It Worked

  • Senior SOC 2 specialist (not junior staff)

  • Hands‑on execution, not advisory

  • Deep experience with AI/ML environments

  • Clear weekly deliverables and ownership

Read Case Studies → SOC 2 Readiness Methodology for Startups...

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